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Microbiol Mol Biol Rev, March 1998, p. 71-109, Vol. 62, No. 1
1092-2172/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.

Oral Microbial Ecology and the Role of Salivary Immunoglobulin A

Harold Marcotte1 and Marc C. Lavoie1 2 *

Département de Microbiologie-Immunologie, Faculté de Médecine,1 and Département de Biochimie, Faculté des Sciences et de Génie,2 Université Laval, Québec, Canada GIK 7P4

SUMMARY
INTRODUCTION
MICROBIAL ECOLOGY OF THE ORAL CAVITY
ORAL ECOSYSTEM OF MAMMALS
    Habitats
    Oral Microbiota in Healthy Individuals
        Humans.
        (i) Teeth.
        (ii) Mucosal surfaces.
        Animal models.
    Oral Microbiota Associated with Oral Diseases
        Caries.
        Periodontal diseases.
FACTORS INFLUENCING THE ORAL ECOSYSTEM
    Physicochemical Factors
        Temperature.
        pH.
        Oxidation-reduction potential and anaerobiosis.
        Nutrients.
    Host Factors
        Host defense mechanisms.
        Age.
        Hormonal changes.
        Stress.
        Genetic factors.
    Bacterial Factors
        Adherence.
        Bacterial interactions.
    External Factors
        Diet.
        Oral hygiene and antimicrobial agents.
        Drugs and diseases.
        Other factors.
SECRETORY IGA SYSTEM
    IgA Structure
    Synthesis and Transport of Salivary IgA
    Induction of Salivary IgA Response
    Biological Functions of Secretory IgA
        Inhibition of bacterial adherence.
        Inactivation of bacterial enzymes and toxins.
        Synergism with other defense mechanisms.
        Virus neutralization.
        Complement activation.
        IgA-dependent cell-mediated functions.
        Immune exclusion.
ROLE OF SECRETORY IGA IN ORAL MICROBIAL ECOLOGY
    Role in Bacterial Adherence
    Role of IgA Proteases in Bacterial Adherence
    Correlation between Secretory IgA and Oral Diseases
    Oral Health in Patients with IgA Deficiencies
    Active Immunization against Oral Diseases
    Passive Immunity with Milk Secretory IgA
CONCLUSION
REFERENCES

SUMMARY
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In the oral cavity, indigenous bacteria are often associated with two major oral diseases, caries and periodontal diseases. These diseases seem to appear following an inbalance in the oral resident microbiota, leading to the emergence of potentially pathogenic bacteria. To define the process involved in caries and periodontal diseases, it is necessary to understand the ecology of the oral cavity and to identify the factors responsible for the transition of the oral microbiota from a commensal to a pathogenic relationship with the host. The regulatory forces influencing the oral ecosystem can be divided into three major categories: host related, microbe related, and external factors. Among host factors, secretory immunoglobulin A (SIgA) constitutes the main specific immune defense mechanism in saliva and may play an important role in the homeostasis of the oral microbiota. Naturally occurring SIgA antibodies that are reactive against a variety of indigenous bacteria are detectable in saliva. These antibodies may control the oral microbiota by reducing the adherence of bacteria to the oral mucosa and teeth. It is thought that protection against bacterial etiologic agents of caries and periodontal diseases could be conferred by the induction of SIgA antibodies via the stimulation of the mucosal immune system. However, elucidation of the role of the SIgA immune system in controlling the oral indigenous microbiota is a prerequisite for the development of effective vaccines against these diseases. The role of SIgA antibodies in the acquisition and the regulation of the indigenous microbiota is still controversial. Our review discusses the importance of SIgA among the multiple factors that control the oral microbiota. It describes the oral ecosystems, the principal factors that may control the oral microbiota, a basic knowledge of the secretory immune system, the biological functions of SIgA, and, finally, experiments related to the role of SIgA in oral microbial ecology.

INTRODUCTION
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The indigenous microbiota plays an important role in health and diseases of humans and animals. It contributes to the development of the immune system and provides resistance to colonization by allochthonous or pathogenic microorganisms (95, 299, 323, 420, 495). It also constitutes a reservoir of potentially pathogenic bacteria that may infect host tissues (44, 299, 495).

In the oral cavity, indigenous bacteria are often associated with the etiology of two major oral diseases, which are endemic in industrialized societies and are increasing in developing countries (514). Oral diseases seem to appear after an inbalance among the indigenous microbiota, leading to the emergence of potentially pathogenic bacteria. To define the process involved in caries and periodontal diseases, it is necessary to understand the ecology of the oral cavity and to identify the factors responsible for the transition of the oral microbiota from a commensal to a pathogenic relationship with the host (299, 322). The regulatory forces influencing the oral ecosystem can be divided into three major categories: host related, microbe related, and external factors (299).

Secretory immunoglobulin A (SIgA) constitutes the predominant immunoglobulin isotype in secretions, including saliva. It is considered to be the first line of defense of the host against pathogens which colonize or invade surfaces bathed by external secretions (320, 328). The main function of SIgA antibodies seems to be to limit microbial adherence as well as penetration of foreign antigens into the mucosa (59, 320, 323, 328). Naturally occurring SIgA antibodies reactive with a variety of indigenous bacteria have been detected in saliva (55, 59, 108, 174, 293, 296). Furthermore, indigenous bacteria of the oral cavity have been found to be coated with SIgA (55, 108). The role of these antibodies in the colonization and the regulation of the indigenous microbiota is still controversial. Despite the presence of SIgA antibodies, a resident microbiota persists in the oral cavity. Indigenous bacteria can survive in the oral cavity because they are less susceptible to or can avoid immune mechanisms (30, 44, 87, 141, 142). It is also possible that SIgA has an effect on indigenous bacteria but that it is only a minor force among the multiple factors that maintain the homeostasis of the indigenous microbiota (87).

Since caries and periodontal diseases are associated with indigenous bacteria, defining the role of SIgA in the control of the oral indigenous microbiota is a prerequisite for the elaboration of effective vaccines against these diseases. Until now, studies that evaluated the role of SIgA in the microbial ecology of the oral cavity gave contradictory results. In vitro experiments have shown that SIgA may inhibit (222, 383) or promote (222, 270) the adherence of oral bacteria to teeth. Experiments with animal models showed that salivary IgA induced against Streptococcus mutans leads to a reduction in the colonization of this bacterium and to the prevention of caries (328). More recent studies indicate that the immunity is not maintained (392). IgA-deficient humans were found to be more or less susceptible to caries and periodontal diseases (90, 393, 394).

The present review describes the oral ecosystems, the major factors that might control the oral microbiota, the basic aspects of the secretory immune system, and the biological functions of SIgA and finally focuses on experiments related to the role of IgA in the microbial ecology of the oral cavity. To present an overall picture of the current knowledge of oral microbial ecology, this review is not limited to human studies but includes in vitro systems such as the chemostat and the artificial mouth, as well as results obtained with animal models, such as rodents and primates, including our study on a murine model.

MICROBIAL ECOLOGY OF THE ORAL CAVITY
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Ecology is the science that studies interrelationships between organisms and their living (biotic) and nonliving (abiotic) environment (20).

An ecosystem consists of the microbial community living in a defined habitat and the abiotic surroundings composed of physical and chemical elements. In its simplest expression, the oral ecosystem is thus composed of the oral microorganisms and their surroundings, the oral cavity (495).

Within an ecosystem, the development of a community usually involves a succession of populations. The process begins with the colonization of the habitat by pioneer microbial populations. In the oral cavity of newborns, streptococci (S. mitis biovar 1, S. oralis, and S. salivarius) are the pioneer organisms (73, 367a). Pioneer microorganisms fill the niche of this new environment and modify the habitat, and as a result, new populations may develop. As the process continues, the diversity and the complexity of the microbial community increase. Succession ends when no additional niche is available for new populations. At this stage, a relatively stable assemblage of bacterial populations is achieved. It is called a climax community.

The concept of a stable or climax community does not imply static conditions. The stability is based upon homeostasis, which implies compensating mechanisms that act to maintain steady-state conditions by a variety of controls aimed at counteracting perturbations that would upset the steady state. The concepts of homeostasis and bacterial succession are important in oral microbiology. Some factors, such as a high-sucrose diet, may cause an irreversible breakdown in the homeostasis of the oral ecosystem, resulting in the initiation of caries (299).

ORAL ECOSYSTEM OF MAMMALS
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Habitats

The oral cavity is a moist environment which is kept at a relatively constant temperature (34 to 36°C) and a pH close to neutrality in most areas and thus supports the growth of a wide variety of microorganisms. However, the mouth must not be considered a uniform environment. There are several habitats in the oral cavity, each being characterized by different physicochemical factors and thus supporting the growth of a different microbial community. This is partly due to the great anatomical diversity of the oral cavity and the interrelationship between the different anatomic structures. The oral cavity possesses both hard (teeth) and soft (mucosa) tissues. The tooth can be described as a nonshedding hard surface that offers many different sites for colonization by bacteria below (subgingival) and above (supragingival) the gingival margin. In contrast, the oral mucosa is characterized by a continuous desquamation of its surface epithelial cells, which allows rapid elimination of adhering bacteria. The mucosa that covers the cheek, tongue, gingiva, palate, and floor of the mouth varies according to the anatomical site. The epithelium may be keratinized (palate) or nonkeratinized (gingival crevice) (495). The tongue, with its papillary surface, provides sites of colonization that are protected from mechanical removal. The area between the junctional epithelium of the gingiva and teeth, referred to as the gingival crevice, also provides a unique colonization site that includes both hard and soft tissues.

The oral surfaces are also constantly bathed by two important physiological fluids, the saliva and the gingival crevicular fluid. These fluids are essential for the maintenance of the oral ecosystems by providing water, nutrients, adherence, and antimicrobial factors. The supragingival environment is bathed by saliva, while the subgingival environment (gingival crevice) is bathed mainly by the gingival crevicular fluid. Saliva is a complex mixture that enters the oral cavity via the ducts of three pairs of major salivary glands, the parotid, the submandibular, and the sublingual, and the minor salivary glands. Saliva contains 99% water but also contains glycoproteins, proteins, hormones, vitamins, urea, and several ions. The concentrations of these components will vary according to the salivary flow. Generally, a slight increase in the secretion rate leads to an increase in sodium, bicarbonate, and pH and a decrease in potassium, calcium, phosphate, chloride, urea, and proteins (103, 347). At higher secretion rates, the concentrations of sodium, calcium, chloride, bicarbonate, and proteins increase while the concentration of phosphate decreases. Saliva helps maintain tooth integrity by providing ions such as calcium, phosphate, magnesium, and fluoride for the remineralization of tooth enamel.

Gingival fluid is an exudate originating from plasma that passes through the gingiva (junctional epithelium) to reach the gingival crevice and flows along teeth. The diffusion of gingival fluid in healthy gingiva is slow but increases during inflammation. The composition of the gingival fluid is similar to that of plasma; it contains proteins, albumin, leukocytes, Igs, and complement.

Oral Microbiota in Healthy Individuals

Humans. The oral microbiota of humans is highly complex and diverse. It is composed of more than 300 bacterial species, to which may be added protozoa, yeasts, and mycoplasmas. Some of the more frequently isolated microorganisms are listed in Table 1. Their distributions vary qualitatively and quantitatively according to the habitat. Mutans streptococci (S. mutans, S. sobrinus, S. cricetus, and S. rattus) and S. sanguis are found in larger numbers on teeth, while S. salivarius is isolated mainly from the tongue (446). S. mutans and S. sanguis appear in the oral cavity only after eruption of the teeth (446).

                              
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TABLE 1.   Comparative oral microbiota in human and animals

(i) Teeth. On teeth, microorganisms colonize in a dense mass forming dental plaque (299, 350, 495). Dental plaque consists of microbial communities organized in a complex matrix composed of microbial extracellular products and salivary compounds. The microbial composition of dental plaque varies according to the site and the sampling time. Dental plaque develops preferentially on surfaces protected from mechanical friction, such as the area between two teeth (approximal surface), the subgingival area (gingival crevice), and the pits and fissures of the biting surfaces. The predominant organisms isolated from supragingival dental plaque are gram-positive, facultatively anaerobic bacteria, particularly Actinomyces spp. and streptococci (299, 350, 495). Gram-negative bacteria of the group Veillonella, Haemophilus, and Bacteroides are regularly isolated but in lower proportions (45, 495).

In a healthy subgingival crevice, the total number of cultivable bacteria is relatively small (103 to 106 CFU/crevice). The subgingival plaque is also dominated by gram-positive organisms (Actinomyces and streptococci). It seems that the microbiota from the gingival crevice is an extension of supragingival plaque (44). Black-pigmented gram-negative rods including Porphyromonas gingivalis, Porphyromonas endodontalis, Prevotella melaninogenica, Prevotella intermedia, Prevotella loescheii, and Prevotella denticola are rarely isolated from a healthy gingival crevice (299, 437).

(ii) Mucosal surfaces. Little information is available on the microbiota of mucosal surfaces. The oral mucosa of the gingiva, palate, cheeks, and floor of the mouth are colonized with few microorganisms (0 to 25 CFU/epithelial cell) (495). Streptococci constitute the highest proportion of the microbiota in these sites, with a predominance of S. oralis and S. sanguis. The genera Neisseria, Haemophilus, and Veillonella have also been isolated (495). On the tongue, a higher bacterial density (100 CFU/epithelial cell) and diversity is found (44, 495). In all studies, Streptococcus spp. (S. salivarius and S. mitis) and Veillonella spp. were the predominant members of the microbiota (44, 495). Other major groups isolated include Peptostreptococcus spp., gram-positive rods (mainly Actinomyces spp.), Bacteroides spp., and other gram-negative rods. Black-pigmented obligate anaerobic rods and spirochetes, which are closely associated with periodontal diseases, have been recovered in small numbers (511). It has been suggested that the tongue could act as a reservoir for microorganisms that are implicated in periodontal diseases (511).

Organisms that are found in saliva are derived from the dislodgement of bacteria colonizing the various oral sites. The microbial composition of saliva is similar to that of the tongue (347, 500).

Animal models. Animal models have been widely used in dental research (347, 350, 475). In general, information on their resident oral microbiota has been only partial or has been obtained during experimental protocols (44, 347, 350, 533). However, some studies have characterized the oral resident microbiota of monkeys (26, 61, 438), rats (204), and mice (150, 396, 500) more extensively. These results are summarized in Table 1. It is interesting that two genera, Lactobacillus and Streptococcus, are common to all laboratory animals.

Nonhuman primates have a dentition and an oral microbiota similar to that of humans and, for this reason, represent the most suitable model for dental research (347, 350). Several primates, such as the macaque (306, 438), the marmoset (61), and the squirrel monkey (26, 84), have been used in dental research. Studies of their oral microbiota have been limited principally to their subgingival plaque, and the predominant groups isolated were streptococci, Actinomyces spp. and obligate anaerobic gram-negative rods (26, 306, 438). Among the gram-negative rods, black-pigmented species dominated while high proportions of Fusobacterium spp. and Alcaligenes spp. were also recovered (26, 306, 438).

Although the oral anatomic structures of humans and rodents differ in certain respects, rats and mice are often used in dental research due to their availability at low cost and the ability to use inbred animals. Isogai et al. (204) isolated more than 15 bacterial species from the oral cavity of rats (Wistar Kyoto strains). The predominant types of bacteria isolated from the saliva, tongue dorsum, buccal mucosa, and gingival crevice of rats were Streptococcus spp., Lactobacillus spp., Veillonella spp., and Neisseria spp. S. salivarius was found in higher proportions in saliva, on the tongue dorsum, and the buccal mucosa. S. mitis was found in high proportions on the tongue dorsum and the buccal mucosa. S. sanguis and S. mutans were found in low proportions and only in the gingival crevice. Gram-negative bacteria, such as Bacteroides spp., were found in low proportions. Studies of the oral microbiota of other rat strains were less detailed, but similar results were obtained for the rice rat (347).

We have extensively studied the composition of the oral microbiota of mice (34, 94, 150, 294, 295, 296, 396, 398, 500). We have isolated more than 20 species from six different mouse strains (BALB/c, CD-1, C3H/He, C57BL/6, DBA/2, and C57BL/10) originating from different suppliers. Generally, no more than four or five species predominated at any one time in the oral cavity of any one group of mice. The most predominant and frequently isolated bacteria from the whole oral cavity (cheeks, tongue, and teeth) of mice were Lactobacillus murinus, Streptococcus spp., Enterococcus faecalis, and staphylococci (Staphylococcus epidermidis, S. conhii, and S. sciuri). L. murinus was found in higher proportions on the mucosa, and E. faecalis was found in higher proportions on teeth (500). In contrast other experimental models, no obligate anaerobic bacteria were isolated. Wolff et al. (533) isolated obligate anaerobic bacteria from the gingival plaque of two mice strains (STR/N and Swiss-Webster). In our studies, a less diversified microbiota was found, probably because specific-pathogen-free (SPF) mice were used. An SPF mouse colony is initiated from germfree mice inoculated with a defined bacterial cocktail from a supplier. The original cocktail contains nonpathogenic bacteria that have been previously isolated from conventional mice. We are currently using this mouse model to study the effect of different factors on the homeostasis of the oral microbiota. Although the oral microbiota is not representative of that of humans, the basic principles that govern the mechanisms involved in the maintenance of homeostasis in the oral cavity are probably similar in the mouse model and in humans. It could also be argued that because of their coprophageous habits, the microbiota of the rodents would be significantly modified. However, our results (295) show that this does not appear to be the case. It would be interesting, however, to study more systematically the influence of coprophagy on the oral microbial biota of rodents.

Oral Microbiota Associated with Oral Diseases

It is now well established that caries and periodontal diseases are infectious diseases associated with resident microorganisms of the dental plaque (299). In deciding upon therapy, such as vaccination, it is important to determine if one or several microorganisms cause the diseases. There are two major hypotheses about the role of plaque in oral diseases (301). The specific plaque hypothesis proposes that only a few microorganisms are involved in the oral disease process, while the other hypothesis (nonspecific) considers that diseases result from the interaction of the whole plaque with the host. Several experiments have attempted to describe the oral microbiota associated with caries and periodontal diseases and to identify the specific etiological agents. The current knowledge of the microorganisms involved in caries and periodontal diseases process has been obtained from the studies of humans and of laboratory animals, such as monkeys, hamsters, rats, and mice.

Caries. Dental caries is a bacterial disease of the dental hard tissues; it is characterized by a localized, progressive, molecular disintegration of the tooth structure. The development of caries is associated with dental plaque of smooth coronal surfaces, pits, and fissures. Caries may also appear on root surfaces that are exposed to the oral environment as a result of gingival recession. The demineralization of teeth (enamel, dentine, and cementum) is caused by organic acid produced from the bacterial fermentation of dietary carbohydrates. The frequent ingestion of carbohydrates may lead to the selection of bacteria that are acidogenic (capable of producing acid from carbohydrates) and aciduric (capable of tolerating acid) and concurrently to a low-pH environment. These conditions favor the solubilization of tooth minerals. The pH at which this demineralization begins is known as the critical pH and ranges between pH 5.0 and 5.5 (275).

Laboratory animals have been particularly valuable in elucidating the microbiological origin of dental caries. In a series of experiments, Keyes and his collaborators demonstrated that rodents developed caries when infected with cariogenic streptococci and fed a high sucrose diet (139, 221). The "caries-inducing streptococci" isolated by Keyes and colleagues were subsequently identified as a mutans streptococcus (S. cricetus). Many bacterial species have been similarly tested for their cariogenic potential in conventional animals (monkeys, rats, gerbils, hamsters, and mice) and in gnotobiotic rodents (germfree rodents monoassociated with a known bacterial species). Among 30 bacterial species tested, mutans streptococci including S. mutans, S. sobrinus, S. cricetus, and S. rattus were shown to be the most cariogenic. Other cariogenic bacterial species include Lactobacillus acidophilus, Lactobacillus casei, Actinomyces naeslundii, A. naeslundii genospecies 2 (formerly Actinomyces viscosus), S. salivarius, S. sanguis, and E. faecalis (275). It may be misleading to extrapolate the results obtained in animals to the situation prevailing in humans. In contrast to humans, the caries process is induced rapidly in animals by feeding them a high bacterial inoculum and a high-sucrose diet. Furthermore, the use of gnotobiotic animals does not account for the multiple microbial interactions that occur among the human oral resident microbiota. Bacteria that are less acidogenic, such as Actinomyces, may be cariogenic under such experimental conditions but not in humans.

The complexity of the bacterial community in dental plaque of humans has made it difficult to determine the single bacterial agent of caries. However, there is considerable evidence that mutans streptococci (particularly S. mutans and S. sobrinus) and Lactobacillus are involved in the initiation and progression of caries (275). These two bacterial groups are able to rapidly metabolize carbohydrates into acid, primarily lactic acid, and to tolerate a low-pH environment. Cross-sectional studies demonstrated that a large number and isolation frequency of mutans streptococci and Lactobacillus are associated with increasing prevalence of enamel lesions. Most of the longitudinal studies revealed that the appearance of enamel caries is preceded by an increased level of mutans streptococci (275). The increase in Lactobacillus is generally slower, and Lactobacillus reaches a high level only after the lesion can be detected clinically (69). These findings suggest a microbial succession in which mutans streptococci are implicated in caries initiation and Lactobacillus is implicated in caries progression (353). However, coronal caries also appears to develop in the absence of mutans streptococci and lactobacilli. Species such as Actinomyces spp., S. mitis, Veillonella spp., and Candida spp. have been associated with enamel caries (353). Other studies also suggest that the microflora of root surface caries is complex (43). In addition to mutans streptococci and lactobacilli, a broad range of microorganisms may be isolated from root lesions, and Actinomyces occasionally constitutes the predominant species (43, 353). Furthermore, a high level of S. mutans has been found in dental plaque without evidence of caries (353).

To reconcile these findings, Marsh proposed the "ecological plaque hypothesis" (299, 301, 303). A factor(s) will trigger a shift in the proportions of the resident microbiota and therefore predispose a site to disease. At neutral pH, mutans streptococci and lactobacilli are weakly competitive and constitute only a small percentage of the total plaque microbial community. The frequent consumption of fermentable carbohydrates may lead to frequent conditions of low pH in the plaque. Such conditions lead to decreased proportions of acid-sensitive bacteria such as S. sanguis, S. oralis, and S. mitis and to increased proportions of mutans streptococci and lactobacilli. Such a population shift predisposes a surface to dental caries. The increased numbers of S. mutans and Lactobacillus lead to the production of acid at a higher rate, enhancing the demineralization of the tooth. The sequence of events explains the lack of total specificity in the microbial etiology of caries and the bacterial succession observed in longitudinal studies. The apparent absence of caries observed in the presence of high levels of S. mutans may be due to differences in flow rate, buffer capacity, or composition of saliva or to the presence of a high level of lactate-metabolizing and base-generating bacterial species in dental plaque (299). Some studies suggest that the presence of Veillonella, a lactate-metabolizing bacteria, is associated with a lower prevalence of caries (353).

Periodontal diseases. Periodontal diseases is a general term describing the inflammatory pathologic state of the supporting tissues of teeth. Periodontal diseases can be grouped into two major categories, gingivitis and periodontitis. Each can be further divided according to the age of the patient (prepubertal, juvenile, adult), disease activity and severity (rapid, acute, chronic), and distribution of lesions (localized or generalized) (299, 439). Gingivitis is defined as an inflammation of gingival tissues which does not affect the attachment of teeth. Periodontitis involves the destruction of the connective tissue attachment and the adjacent alveolar bone (439). In periodontitis, the gingival crevice is deepened to form a periodontal pocket due to the apical migration of the junctional epithelium along the root surface (495). The induction and progression of periodontal tissue destruction is a complex process involving plaque accumulation, release of bacterial substances, and host inflammatory response (156, 157, 299). Although bacteria rarely invade tissues, they may release substances that penetrate the gingivae and cause tissue destruction directly, by the action of enzymes and endotoxins, or indirectly, by induction of inflammation. The host inflammatory response to bacterial antigens is both protective and destructive in periodontal diseases. Tissue damage may be caused by the release of lysosomal enzymes from phagocytes and by the production of cytokines that stimulate connective tissue cells to release metalloproteinases (including collagenases) or cytokines that activate bone resorption. Among the bacteria regularly isolated from periodontal pockets, those producing such virulence factors are generally gram-negative rods and include Porphyromonas, Prevotella, Fusobacterium, Actinobacillus actinomycetemcomitans, Capnocytophaga, and Wolinella.

Experimental models have been widely used to understand the etiology of periodontal diseases. Rodents do not represent an attractive model for human periodontal diseases, in part because hair, food, and litter accumulated in their gingival crevices may induce inflammation and destruction of periodontal tissues. However, it has been demonstrated that oral inoculation of germfree rodents with several suspected periodontal pathogens including A. actinomycetemcomitans, Porphyromonas gingivalis, Capnocytophaga sputigena, Eikenella corrodens, and Fusobacterium nucleatum increases alveolar bone destruction. Antibiotic therapy was effective in preventing or arresting periodontal destruction, thus confirming the role of microorganisms in periodontal diseases (232). Other species, usually not recognized as periodontopathogens (such as Streptococcus and Actinomyces), also cause bone loss in gnotobiotic rodents, suggesting that the spectrum of periodontal pathogens in humans may be wider than generally accepted. Periodontal diseases associated with accumulations of indigenous plaque may also develop in rodents, dogs, and monkeys. Primates appear to be more suitable models for studies of periodontal diseases because of the similarity of the inflammatory response to that of humans. These animals develop periodontal diseases naturally, but the disease process may be accelerated by the subgingival placement of a silk ligature around the teeth. The destruction of periodontal tissues in primates is associated with an increase in gram-negative anaerobic rods including Fusobacterium, Capnocytophaga, A. actinomycetemcomitans, Porphyromonas gingivalis, and Prevotella intermedia (26).

In humans, gingivitis is also associated with plaque accumulation around the gingival margin. When oral hygiene is restored, the gingival tissue quickly returns to a state of health, demonstrating that dental plaque is responsible for gingival inflammation and is not a result of the disease. In a healthy gingival crevice, the total number of microorganisms is small and the microbiota is dominated by facultative gram-positive bacteria. The number of bacterial cells in plaque associated with gingivitis is 10- to 20-fold larger than in healthy sites. The facultative gram-positive bacteria still dominate, but there is an increase in the proportion obligately anaerobic gram-negative bacteria (439). The microbiota increases in diversity, but no specific group seems associated with the diseases (336, 339). The predominant gram-positive bacteria are Actinomyces naeslundii genospecies 2 (formerly A. viscosus), A. naeslundii, S. sanguis, S. mitis, and Peptostreptococcus micros. Gram-negative rods include F. nucleatum, P. intermedia, Veillonella, Wolinella, Capnocytophaga, and Haemophilus. Although it is not clear whether gingivitis is essential for the development of more advanced forms of periodontitis, some species that predominate in periodontitis have been found in small numbers in gingivitis. Chronic adult periodontitis is the most common form of advanced periodontal disease. The microbiota is extremely diverse and may be composed of more than 150 different species, among which are large numbers of obligately anaerobic gram-negative rods and spirochetes (337). The microbiota differs in composition between pockets within a patient and between patients (337, 338). The predominant species include P. gingivalis, P. intermedia, Bacteroides forsythus, A. actinomycetemcomitans, W. recta, E. corrodens, Treponema denticola, and P. micros. Chronic periodontitis probably results from the microbial activity of a mixture of microorganisms, particularly the obligately anaerobic gram-negative rods. Other more acute and rapid forms of periodontal diseases may also arise due to different predisposing conditions such as hormonal changes or depressed immune systems. These diseases seem more associated with particular microbial groups, such as in localized juvenile periodontitis which is closely associated with high numbers of A. actinomycetemcomitans (440).

The plaque ecologic hypothesis may also be applied to explain the role of microorganisms in periodontal diseases (299, 301, 303). In the healthy gingival crevice, suspected periodontopathogens such as P. intermedia, A. actinomycetemcomitans, P. gingivalis, and spirochetes are undetectable or found in very small numbers. In the absence of oral hygiene, the accumulation of plaque can lead to inflammation and an increase in the flow of gingival crevicular fluid. This fluid may provide nutrients for bacteria and favor the growth of fastidious obligately anaerobic gram-negative bacteria implicated in periodontal destruction. It has been demonstrated that cultures of subgingival plaque in serum allowed the enrichment of suspected periodontopatogens that were previously undetected in the primary inoculum (493). This finding might explain the observed succession of microorganisms from healthy gingiva and gingivitis to periodontitis and the difficulty in identifying specific etiologic agents in periodontal diseases.

FACTORS INFLUENCING THE ORAL ECOSYSTEM
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References

The growth of oral microorganisms is influenced by a variety of factors such as temperature, pH, oxidation-reduction potential, the availability of nutrients and water, the anatomy of the oral structures, salivary flow, and antimicrobial substances. Each factor in a given oral habitat influences the selection of oral microorganisms and helps maintain the equilibrium among bacterial populations. The result of these selective pressures has already been observed in the differences in the oral microbiota among the different sites of the oral cavity.

The formation of dental plaque on smooth surfaces has been widely studied in vitro and in vivo and represents a good example of the force involved to maintain the homeostasis of the oral ecosystems. The development of dental plaque follows a general bacterial succession pattern under the control of several factors (reviewed in reference 353). After tooth brushing, dental plaque is initiated by the deposition of an acellular proteinaceous film, termed the acquired pellicle (353). The major constituents of the pellicle are components of saliva and gingival crevicular fluid such as proteins (albumin, lysozyme, proline-rich proteins), glycoproteins (lactoferrin, IgA, IgG, amylase), phosphoproteins, and lipids. Bacterial components such as glucosyltransferase are also present. The bacteria colonize the pellicle within the first 2 to 4 hours after cleaning. The pioneer microorganisms consist mainly of streptococci (S. sanguis, S. oralis, and S. mitis) and, in smaller numbers, Neisseria and Actinomyces. The bacteria with low affinity for the pellicle are eliminated by salivary flow. After initial colonization, the pioneer microorganisms grow rapidly, forming microcolonies that are embedded in an extracellular matrix composed of bacterial and host molecules. During this process, the alteration of the environment by pioneers allows the colonization by other bacterial groups such as Veillonella and Haemophilus (48 h after tooth brushing). Several bacterial interrelationships including coaggregation, production of antibacterial substances, and food chains contribute to increase the diversity of the bacterial community. Also, the consumption of oxygen by aerobic species favors the colonization of obligately anaerobic microorganisms such as Fusobacterium, Bacteroides, and spirochetes (1 to 2 weeks). If the plaque is left to accumulate, the complexity of the microflora increases until a climax community has been established (2 to 3 weeks). As described above, an inbalance in the plaque ecosystem may lead to the development of oral diseases. For example, the uncontrolled development of supragingival plaque in the absence of oral hygiene may cause gingivitis and subsequent colonization of the subgingival crevice by periodontopathogens. A high sucrose intake may lead to a higher colonization of plaque by S. mutans and Lactobacillus and to the development of caries.

In the following sections, each factor that may influence the physicochemical environment and the colonization of the oral cavity will be described in detail. All these factors are interrelated and depend on host and microbial activities as well as external factors such as diet or oral hygiene. For better clarity, these factors have been divided into four categories: physicochemical, host related, microbial, and external.

Physicochemical Factors

The physicochemical factors result from the combined action of host, microbial, and external factors. In all in vivo and in vitro systems, the growth of microorganisms is influenced by five important variables: temperature, pH, availability of water, availability of nutrients, and oxidation-reduction potential (20). As the mouth is constantly bathed by saliva and crevicular fluid, water is not considered to be a limiting factor.

Temperature. The temperature in the oral cavity is relatively constant (34 to 36°C), which allows a wide range of microorganisms to grow. The temperature may be more variable on the mucosal and tooth supragingival surface. During food intake, microorganisms colonizing these sites are exposed to hot and cold meals and probably must adapt to these extreme variations of temperature. However, to our knowledge, no data are available on the effect of this short period of temperature variation on the metabolism of oral bacteria.

pH. The pH or hydrogen ion concentration of an environment affects microorganisms and microbial enzymes directly and also influences the dissolution of many molecules that indirectly influence microorganisms. Microorganisms generally cannot tolerate extreme pH values. In the oral cavity, the pH is maintained near neutrality (6.7 to 7.3) by saliva. The saliva contributes to maintenance of the pH by two mechanisms. First, the flow of saliva eliminates carbohydrates that could be metabolized by bacteria and removes acids produced by bacteria. Second, acidity from drinks and foods, as well as from bacterial activity, is neutralized by the buffering activity of saliva. Bicarbonate is the major salivary buffering system of saliva, but peptides, proteins, and phosphates are also involved. Increases in pH also result from bacteria that metabolize sialine and urea into ammonia. Acids that are produced by the microbial metabolism of carbohydrates may accumulate in dental plaque because of the slow diffusion of saliva through dental plaque. Following sugar intake, the pH of dental plaque may decrease to below 5.0.

The pH is an important parameter in oral microbial ecology (
42, 47, 186). Frequent sugar intake favours the growth of aciduric bacteria such as Lactobacillus and S. mutans and predisposes to caries formation (299). An increased colonization by S. mutans was demonstrated by simply rinsing the mouth with low-pH buffers (462). In vitro studies have also shown that gradual decreases in pH in glucose-pulsed cultures favored S. mutans and Lactobacillus while populations of S. sanguis, S. mitior, P. intermedia, and F. nucleatum were reduced (42, 317). When the pH of the chemostat was controlled at 7.0, the glucose pulse had little effect on the microbial populations, suggesting that the low pH generated from carbohydrate metabolism, rather than carbohydrate availability per se, is responsible for the shift in composition of the oral microbiota in vivo (47, 322).

The subgingival area is bathed by gingival fluid and is not controlled by the buffering salivary activity. The pH in the gingival crevice may vary between 7.5 and 8.5, while the crevicular fluid ranges from pH 7.5 to 7.9. An alkaline pH in gingival crevices and periodontal pockets may exert a selective force towards the colonization of periodontopathogens (186, 316).

Oxidation-reduction potential and anaerobiosis. Many enzymatic reactions are oxidation-reduction reactions in which one compound is oxidized and another compound is reduced. The proportion of oxidized to reduced components constitutes the oxidation-reduction potential or redox potential (Eh). The Eh is greatly influenced by the presence or absence of molecular oxygen, which is the most common electron acceptor. Anaerobic bacteria need a reducing environment (negative Eh) for growth, while aerobic bacteria need an oxidizing environment (positive Eh). The mouth is characterized by a wide range of oxidation-reduction potentials, allowing the growth of aerobic, facultative anaerobic, and anaerobic bacteria (495). In general, the dorsum of the tongue and the buccal and palatal mucosa are aerobic environments with positive Eh, thus better supporting the growth of facultative anaerobic bacteria. The gingival crevice and the approximal surfaces of the teeth (surfaces between teeth) possess the lowest Eh and the highest concentration of obligately anaerobic bacteria. The Eh values vary between +158 to +542 mV in saliva but may reach -300 mV in gingival crevices (495). The Eh also varies during plaque formation, changing from positive values (+294 mV) on clean tooth surfaces to negative values (-141 mV) after 7 days (218). The fall in Eh during plaque formation is the result of oxygen consumption by facultative anaerobic bacteria as well as a reduction in the ability of oxygen to diffuse through the plaque. This explains in part the increased in number of obligately anaerobic bacteria during plaque formation.

Nutrients. Chemostat studies (42, 145, 186, 316) and a study with mice (34) suggest that the levels of most bacterial populations are strongly controlled by substrate availability. Each bacterial species must be more efficient than the rest in utilizing one or a few particular substrates under certain conditions. According to Liebig's law of the minimum, the growth of each organism is limited by the required substrate that is present in the lowest concentration (20). In the oral cavity, microorganisms living in the supragingival environment have access to nutrients from both endogenous (saliva) and exogenous (diet) origin. Saliva is an important source of nutrients and can sustain normal growth of microorganisms in the absence of exogenous nutrients (105, 454). Saliva contains water, carbohydrates, glycoproteins, proteins, amino acids, gases, and several ions including sodium, potassium, calcium, chloride, bicarbonate, and phosphate. Among exogenous dietary components, carbohydrates and proteins have the greatest influence on the composition of the oral microbiota (34, 335, 457).

The gingival crevice is not exposed to dietary components and saliva, and its principal source of nutrients is the gingival crevicular fluid. The crevicular fluid originates from plasma and is an excellent source of nutrients for fastidious microorganisms. It contains growth factors such as hemin and vitamin K required by P. gingivalis, a gram-negative rod associated with adult periodontitis.

Many nutritional interrelationships also occur between microorganisms. Some microorganisms cooperate for the degradation of nutrients. Some bacteria also use nutrients and other substances produced by other microorganisms.

Host Factors

Host defense mechanisms. The supragingival environment of the oral cavity is controlled primarily by saliva. The continuous flow of saliva increased by the muscular activity of the lips and tongue removes a large number of bacteria from teeth and mucosal surfaces. Saliva also contains several specific and nonspecific defense factors. SIgA is the principal specific defense factor of saliva, and its role is discussed more extensively below. The nonspecific defense factors include mucins, nonimmune salivary glycoproteins, lactoferrin, lysozyme, peroxidase, histatins, and cystatins.

Mucins are high-molecular-weight glycoproteins produced by submandibular, sublingual, and numerous minor salivary glands. They are the principal organic constituent of mucus, the slimy viscoelastic material that envelopes all mucosal surfaces of the body. Saliva contains two forms of mucins, MG1 and MG2. The MG1 mucin, which has a molecular mass greater then 1,000 kDa, is involved mainly in tissue coating; MG2, which has a molecular mass of 125 kDa, affects the aggregation and adherence of streptococci. In the oral cavity, mucins provide a protective coating for both soft and hard tissues. The mucins form a viscous slime layer on oral mucosa that traps microorganisms and antigens, limiting their penetration into the tissues (
466, 467). Potentially harmful microorganisms are thus eliminated by the continuous renewal of the mucous layer combined with the washing action of salivary flow. Mucins are also constituents of the acquired pellicle and may protect teeth from acid demineralization.

The role of mucins and other nonimmune salivary glycoproteins in bacterial adherence is complex. When salivary glycoproteins are adsorbed on solid surfaces, they may bind to bacteria and promote bacterial adherence. Conversely, some of these glycoproteins, when free in saliva, may prevent bacterial colonization by binding to their adhesins or by agglutinating bacteria in saliva (50, 344, 422). This type of aggregation may facilitate the removal of oral bacteria by swallowing. Saliva from subjects with low levels of mutans streptococci aggregate these bacteria more efficiently, suggesting a protective role for salivary agglutinins (128). In vitro, pretreatment of S. sanguis and S. mutans with salivary glycoproteins prevented their attachment to hydroxyapatite (267). The phenomena of adherence and aggregation may be mediated by two different binding mechanisms. Saliva agglutinin (300 kDa), which acts as a receptor for antigen I/II of S. mutans, mediates both aggregation and adherence. However, the interaction involves different regions of the antigen I/II and different binding specificities (50, 344).

Saliva also possesses defense factors with direct antimicrobial activity in vitro. A group of salivary proteins, lysozyme, lactoferrin, and peroxidase, act in conjunction with other components of saliva to limit the growth of bacteria or kill them directly.

Lysozyme is a small cationic protein that is present in all major body fluids; it is secreted by intercalated duct cells (290, 377). Lysozyme can lyse some bacterial species by hydrolyzing glycosidic linkages in the cell wall peptidoglycan. It may also cause lysis of bacterial cells by interacting with monovalent anions, such as thiocyanate, perchlorate, iodide, bromide, bicarbonate, nitrate, and fluoride, and with proteases found in saliva. The combination leads to destabilization of the cell membrane probably by activation and deregulation of endogenous bacterial autolysins (290, 377). In vitro, the bacteriolytic activity of the lysozyme-protease-monovalent anion system has been demonstrated against S. mutans, L. casei, and F. nucleatum (376, 377). In addition, lysozyme can aggregate oral bacterial cells and inhibit their colonization on mucosal surfaces and teeth (378). In vivo, an inverse correlation has been found between the concentration of lysozyme and the accumulation of dental plaque (208).

Lactoferrin is an iron-binding glycoprotein produced by intercalated duct cells. It inhibits microbial growth, probably by sequestering iron in the environment. In addition, iron-free lactoferrin (apolactoferrin) possesses a direct, iron-independent bactericidal effect against various oral bacterial strains including S. mutans (17, 18). Apolactoferrin was shown to agglutinate S. mutans but not other species of streptococci, P. gingivalis, or A. actinomycetemcomitans (456). Recent results with bovine lactoferrin indicate a bactericidal activity of the N-terminal portion of the lactoferrin molecule (111a, 195a).

Salivary peroxidase is an enzyme secreted by salivary gland acinar cells. It is part of an antimicrobial system that involves the oxidation of salivary thiocyanate to hypothiocyanite and hypothiocyanous acid by hydrogen peroxide, generated by oral bacteria. These oxidizing agents react with sulfhydryl groups of the enzymes involved in glycolysis and sugar transport (489). Salivary peroxidase removes toxic hydrogen peroxide produced by oral microorganisms and can reduce acid production in dental plaque (113). Salivary peroxidase has been shown to retain activity when adsorbed on hydroxyapatite and so should be effective at the enamel-plaque interface (487). The activation of peroxidase systems in vivo by addition of appropriate amounts of exogenous hydrogen peroxide reduces plaque accumulation, gingivitis and caries (198, 199).

Histatins (histidine-rich peptides) are a family of small basic peptides (3 to 5 kDa), with a high content of histidine, that are produced by acinar cells (359). They inhibit the development of Candida albicans from the noninfective to the infective form (359). They can also inhibit coaggregation between P. gingivalis and S. mitis (343), aggregate oral streptococci, and inhibit the growth of S. mutans (367).

Cystatins are a family of cysteine-containing phosphoproteins that are secreted by acinar cells (190, 430). These proteins are also present in plasma and may reach the oral cavity via the gingival crevicular fluid (190). Cystatins act mainly as thiol protease inhibitors and can inhibit proteases produced by suspected periodontopathogens.

Saliva does not gain access to the gingival crevice, and this area of the oral cavity is almost essentially controlled by the antimicrobial factors of plasma. Cellular and humoral components of blood can reach the gingival crevice of the oral cavity by the flow of gingival fluid through the junctional epithelium. Even in the healthy state, there is a continuous flow of small quantities of fluid and leukocytes from the gingival capillaries through the crevicular epithelium into the gingival crevice. This flow increases greatly with inflammation induced by plaque accumulation (258). The continuous flow of gingival fluid from the crevice to the oral cavity removes nonadherent bacterial cells. Gingival fluid also contains antimicrobial substances including IgM, IgG, IgA, complement, and leukocytes. These factors are primarily protective against microbial invasion, but, as seen above, the inflammation may become destructive, resulting in loss of periodontal attachment.

The leukocytes in gingival crevicular fluid are composed of 90% polymorphonuclear leukocytes (PMNs) and 10% mononuclear cells. Among the mononuclear cells, 60% are B lymphocytes, 20 to 30% are T lymphocytes, and 10 to 15% are macrophages (478). About 80% of PMNs are viable and functional within the crevice. The cells are capable of phagocytosis and of killing microorganisms, although the efficiency of phagocytosis is reduced compared with that of blood neutrophils (258). The PMNs perhaps remain functional at a short distance from the gingival margin by the flow of gingival fluid along the tooth surface, but once neutrophils are in saliva, they degenerate, due to osmotic lysis (274). Lysozyme and peroxidase that are released from the lysosome of PMNs during phagocytosis might also control microbial growth in the gingival crevice.

Components of the complement cascade are present in the gingival crevicular fluid. In subjects with healthy gingivae, C3 and C4 components of complement can be detected. During gingival inflammation, C3a, C3b, and C5a appear, suggesting that complement activation may have occurred in vivo (258, 441). Complement factors may initiate bacterial cell lysis or enhance phagocytosis of microorganisms.

The IgG, IgM, and IgA antibodies directed against a variety of oral microorganisms have been detected in plasma and crevicular fluid even in healthy individuals (120, 219, 278, 342, 447). These antibodies may influence the oral microbiota by interfering with adherence or by inhibiting bacterial metabolism (258, 447). Furthermore, the IgG antibodies may enhance phagocytosis and killing of oral microorganisms through activation of complement or opsonization (12, 258, 313, 428). It has been demonstrated that systemic immunization of animals with periodontopathogens may reduce the colonization of these bacteria in the gingival crevice and reduce periodontal destruction (83, 131, 314, 371). However, since periodontal diseases are of multifactorial origin, systemic immunization with periodontopathogens may also enhance the destruction of alveolar bone (67, 122). The immune response itself may contribute significantly to the periodontal destruction, sometimes even more than the pathogens!

Some indications suggest that serum antibodies may also regulate the bacterial colonization of supragingival surfaces of teeth. Although conflicting evidence exists, some studies have reported an inverse correlation between the level of serum IgG antibodies against S. mutans and the level of this bacterium in dental plaque or the frequency of caries (2, 447). Also, systemic immunization of nonhuman primates with S. mutans antigens led to reduced levels of S. mutans and less caries (261, 262).

All specific and nonspecific antimicrobial factors in the oral cavity do not act in isolation. Synergistic and antagonistic interactions among antimicrobial factors may influence their actions. Mucins serve to concentrate other antimicrobial substances, including lysozyme, IgA, and cystatins, at the mucosal surface (466). SIgA enhances the antimicrobial activity of lactoferrin, salivary peroxidase, agglutinins, and mucins. Similarly, the polycationic antimembrane effect of lysozyme may be enhanced by salivary peroxidase (377) and histatins (282). In contrast, salivary peroxidase may block the bactericidal effect of lactoferrin (255).

Age. The composition of the oral microbiota varies with the age of the host. Age-related changes in the oral microflora include those due to teeth eruption, changes in dietary habits, hormones, salivary flow, the immune system, or other factors.

The human oral cavity is usually sterile at birth. However, within 6 to 10 h after birth, microorganisms from the mother and to a lesser extent microorganisms from those present in the environment become established in the oral cavity. The pioneer species are usually streptococci, especially S. mitis biovar 1, S. oralis, and S. salivarius (
73, 367a, 455). During the first year of life, the oral microbiota contains Streptococcus, Neisseria, Veillonella, Staphylococcus, and, to a lesser degree, Actinomyces, Lactobacillus, Rothia, Fusobacterium, and Prevotella (238, 455, 524). Some species, such as S. sanguis, S. mutans, and A. naeslundii genospecies 2 (formerly A. viscosus), colonize the oral cavity only after tooth eruption (446). Following tooth eruption, the number and isolation frequency of obligately anaerobic bacteria increase. The number of black-pigmented anaerobes and spirochetes in the gingival crevice increases more extensively during adolescence, and this could be due to hormonal changes (180, 455). Studies indicate that the next most important changes occur in the elderly and include an increased prevalence of staphylococci, lactobacilli, and A. naeslundii genospecies 2 (formerly A. viscosus) after the age of 70 years and an increase in the proportion of Candida albicans after 80 years (305, 369). The change in the oral microbiota of elderly individuals were not related to denture wearing, medication, or disease but may be caused by a decrease in salivary flow, an impaired immune system, or nutritional deficiencies (369, 370, 488).

Our research has focused on the development of the oral microbiota of BALB/c mice from birth to the age of 2 months (397). Staphylococci have been identified as the first colonizers, which are immediately followed by lactobacilli. The appearance of Enterococcus faecalis and members of the Enterobacteriaceae appeared to correspond to tooth eruption and the beginning of coprophagy. The proportion of Lactobacillus murinus sharply increased at weaning (20 days), probably due to changes in the composition and texture of the diet, from maternal milk to solid food (397). After the weaning period, no other significant changes were observed and the oral microbiota appeared to be completely stabilized when the mice reached the age of 6 to 8 weeks.

Hormonal changes. It is well known that in humans, puberty and pregnancy are characterized by increased levels of steroid hormones in plasma and subsequently in the crevicular fluid and saliva (130, 252). It is also well documented that pregnancy and puberty are associated with an increase in gingival inflammation which is accompanied by an increase in gingival exudate (539). It has been proposed that the exacerbations in gingival inflammation may be due to hormone-induced alterations in the microbiota of the gingival crevice (211, 241, 539). Microorganisms in the subgingival area that use hormones as growth factors may be favored during the period of hormone increase associated with puberty and pregnancy (242). Several investigators have described a transient increase in the number of black-pigmented gram-negative anaerobic bacteria in the subgingival microbiota during puberty (107, 180, 337, 529) or pregnancy (211, 242). Kornman and Loeshe (242) reported an increased proportion of Prevotella intermedia in the subgingival microbiota of pregnant woman, corresponding to an increased levels of estrogens and progesterone in plasma. They also demonstrated in vitro that progesterone or estradiol can substitute for vitamin K as an essential growth factor for P. intermedia (242). In contrast, other studies were unable to find any changes in the subgingival microbiota during puberty (536) and pregnancy (212).

In mice, we did not find any modifications in the oral microbiota during puberty (397) or pregnancy (94). However, in contrast to humans, mice do not usually harbor obligately anaerobic gram-negative rods. Furthermore, since the periods of puberty and pregnancy in mice are short, the bacteria might not be exposed to the hormones long enough to induce modifications in the oral microbiota.

Stress. Host stress may be associated with changes in hormones, salivary flow, dietary habits, and immune response (23, 51, 104, 254, 503). Few studies on the effect of stress on the indigenous microbiota have been performed, and most data have been obtained from studies of the intestinal microbiota of rodents. Stress in rodents is considered to be related to stimulation of the hypothalamic-pituitary-adrenocortical axis, which can lead to an elevation in corticosterone concentration. Crowding, fighting, and husbandry changes are some of the factors that are known to induce an increase in cortisol levels in plasma in mice and might play an important role in animal stress (51, 197, 254, 368, 503). These factors affect the behavior of mice in terms of feeding, sexual habits, grooming, rearing, and biting (503). The composition of the intestinal microbiota of rodents may be altered by a variety of unrelated disturbances, such as changes in environmental temperature, crowding in cages, and fighting among animals (239, 424). These changes in the intestinal microbiota include a reduction in numbers of lactobacilli (424, 474) as well as fusiform and segmented filamentous bacteria (230, 231, 239). In our studies, some evidence suggested that the oral microbiota of mice may also be influenced by stress. Various factors such as shipping to our animal facility, husbandry modifications, and low temperature (in nude mice) led to decreases in the proportions of Lactobacillus murinus among the total cultivable oral microbiota (150, 294, 295).

Genetic factors. The genetic background appears to influence the susceptibility to caries (249, 379) and periodontal diseases (161). This could in part be because the host genetic factors select for a microbiota with varying potential for causing oral diseases. The selection of a certain microbiota by the host is dependent on inherited immune factors, physiology, metabolism, mucus composition, or receptor-ligand interactions (337). Malamud et al. (289) produced evidence for the inheritability of agglutinin activity and parotid flow rate. Genetic factors also seem to influence the intestinal (230, 231, 308, 506) and oral (337, 425, 476) microbiota. Moore et al. (337) reported that the composition of subgingival microbiotas of monozygotic twins (11 to 14 years of age) was more similar than that of dizygotic twins. In contrast, we found that the genetic background does not seem to be an important factor in the composition of the oral microbiota of mice and that its influence is probably masked by environmental and husbandry factors (150). On the other hand, the oral indigenous microbiota of SPF mice is simple and the effect of the genetic background is perhaps observed only when the host is exposed to a more complex microbiota.

Bacterial Factors

Adherence. To get established in the oral cavity, microorganisms must first adhere to teeth or to mucosal surfaces. Adherence is essential for providing resistance to the flow of saliva. Adherence is mediated by adhesins on the surface of bacteria and by receptors on the oral surface. Microbial adhesins consist of polysaccharides, lipoteichoic acids, glucosyltransferases, and carbohydrate-binding proteins (lectins). These adhesins are found as cell wall components or are associated with cell structures, such as fimbriae, fibrils or capsules. The receptors may be salivary components (mucins, glycoproteins, amylase, lysozyme, IgA, IgG, proline-rich proteins, and statherins) or bacterial components (glucosyltransferases and glucans) that are bound to oral surfaces (160, 405, 422). The adherence may result from nonspecific physicochemical interactions between the bacteria and the oral surfaces. For example, lipoteicoic acids on microbial surfaces may interact with negatively charged host components through calcium ions or through hydrogen or hydrophobic bonding. However, these interactions cannot alone explain the selective attachment of bacteria to various oral surfaces. It is believed that another mechanism accounts for this selective colonization, perhaps involving specific or stereochemical interactions between bacterial adhesins and host receptors. In this case, the same physicochemical forces intervene but now act between extremely small, highly localized, spatially well organized opposing molecular groups (70). It is probable that the bacteria first adhere by nonspecific interactions which are followed by stronger stereochemical interactions. A number of specific interactions have been identified in adhesion to human tooth surfaces (reviewed in reference 422). The stereochemical interactions involved in bacterial adhesion in the oral cavity are analogous to the interactions between antigen and antibody or between an enzyme and its substrate. For example, type 1 fimbriae of Actinomyces naeslundii genospecies 2 and surface antigen I/II (protein P1) of S. mutans can bind to proline-rich proteins (407), Streptococcus gordonii can bind to alpha -amylase (423), and A. naeslundii genospecies 2 and Fusobacterium nucleatum can interact with statherin (159, 160, 535). Another adherence strategy involves a lectin-like bacterial protein with the complementary carbohydrate receptor located on glycoproteins (344). The interaction may be inhibited in vitro by adding the specific carbohydrate. S. sanguis can bind to sialic acid-containing oligosaccharides of the low-molecular-weight salivary mucin (MG2) (345). Type 2 fimbriae of Actinomyces binds to the beta-linked galactose glycoprotein on epithelial cell surfaces (60).

Bacteria may also colonize host surfaces by adhering to other bacteria, and several examples of coaggregation between human oral bacterial species have been demonstrated in vitro (235-237). Streptococcus spp. aggregates with Actinomyces spp., F. nucleatum, Veillonella, and Haemophilus parainfluenzae. F. nucleatum binds with A. actinomytemcomitans, Porphyromonas gingivalis, H. parainfluenzae, and Treponema spp. Most coaggregates that have been studied in detail involve two strains from different genera; this is referred to as intergeneric coaggregation. Intrageneric coaggregation is seen almost exclusively within oral viridans streptococci (235, 237). Many of these interactions appear to be mediated by a lectin from one cell type that interacts with a complementary carbohydrate receptor from the other cell type. Coaggregation may be important in the development of dental plaque because it allows the colonization of bacteria that are not able to adhere directly to the acquired pellicle. However, almost all the data on coaggregation derive from in vitro experiments. Indications that the phenomenon exist in vivo are the microscopic observations of dental plaque revealing the presence of two types of structures: gram-positive filaments covered by gram-positive cocci, referred to as corn cobs; and large filaments surrounded by gram-negative rods or short filaments, referred to as bristle brushes (353).

Another example of coaggregation is the synthesis of extracellular polysaccharides from sucrose by mutans streptococci. The glucosyltransferases that are bound to the surface of mutans streptococci synthesize glucans in the presence of sucrose. Thus, the polymers are cell associated and can bind to the tooth surface or to other bacteria via other glucosyltransferases or via independent glucan-binding components. These polysaccharides consolidate bacterial attachment to teeth and contribute to an increased stability of the plaque matrix. The synthesis of polymers by mutans streptococci in the presence of sucrose is probably one of the factors implicated in caries formation (299).

Bacterial interactions. A variety of beneficial and antagonistic interactions may help in maintaining the homeostasis of the oral microbiota. Most of these bacterial interrelationships have been characterized in vitro or in animal models, and it is assumed that they operate in the same way in the human oral cavity.

Coaggregation is one exemple of commensalism and synergism that occurs between microbial species. Coaggregation allows the indirect adherence of some bacteria on oral surfaces. In addition, it was demonstrated that coaggregated cells were more resistant to phagocytosis and killing by neutrophils in vitro and in vivo (
354). Several other examples of positive interactions are likely to occur in the oral cavity. The utilization of oxygen by facultative anaerobic bacteria reduces the oxygen concentration and the Eh to levels that allow the colonization of anaerobic bacteria (495). Different bacterial species may also cooperate in the utilization of substrates that they could not metabolize alone. In laboratory studies, P. gingivalis and F. nucleatum were shown to hydrolyze casein synergistically (158). Chemostat studies indicated that glycoprotein degradation may involve the synergistic action of several species possessing complementary patterns of glycosidase and protease activities (509). The development of complex food chains also contributes to the diversity and stability of oral ecosystems (299, 495). For example, the metabolism of carbohydrates by Streptococcus and Actinomyces generates lactate, which may be used by Veillonella. The utilization of lactic acid by Veillonella produces vitamin K, required by black-pigmented gram-negative rods, and H2, used by Wolinella.

Competition and antagonism mechanisms among oral resident bacteria may help to maintain the ecological balance by preventing the overgrowth of some resident bacterial species or the establishment of allochthonous bacteria (300, 495). It is more difficult to implant a bacterium in conventional animals than in axenic or antibiotic-treated animals (508). The barrier effect of the autochthonous microbiota against allochthonous and pathogenic species is known as colonization resistance (512). The competition for adhesion receptors, nutritional competition (322, 510), and the production of inhibitory substances (antagonism) are among the mechanisms involved in reducing bacterial colonization and preventing bacterial overgrowth. Recently, an inverse correlation was found between the proportion of salivary bacteria inhibiting Streptococcus mutans and the percentage of untreated carious teeth, suggesting a possible role of inhibitory substances in the maintenance of oral health (168). Inhibitory substances include organic fatty acids (112), hydrogen peroxide (296), lactic acid (365), antibiotics (417), enzymes (21), and bacteriocins (206, 366, 468, 469). The production of lactic acid by S. mutans and Lactobacillus generates low pH and inhibits the growth of S. sanguis and S. oralis as well as gram-negative bacteria. It has been suggested that the production of hydrogen peroxide by oral streptococci may reduce the growth of periodontopathogens. Bacteriocins are bactericidal proteinaceous substances, and those that are produced by streptococci may have a wide spectrum of activity against other gram-positive bacterial species (206, 366, 468). It has been argued that bacteriocins play a limited role in the ecology of the oral cavity because they are probably rapidly inactivated by the numerous proteases found in saliva (468). However, it has been found that some bacteriocins are not affected by human saliva (366). Many in vivo experiments with humans and animals indicate that the production of bacteriocins confers an ecological advantage. It is easier to implant strains of S. mutans that produce bacteriocins in the oral cavity than non-bacteriocin-producing strains (194, 228, 508).

External Factors

Diet. It is well documented that frequent consumption of a high-sucrose diet enhances the development of S. mutans and Lactobacillus (335, 347, 457). The fermentation of sucrose into lactate generates a low pH, favoring acidogenic and acidophilic bacteria. The substitution of sucrose with weakly fermentable sugar alcohols such as xylitol results in a reduction of S. mutans numbers and caries (205, 287). Xylitol appears to selectively inhibit carbohydrate metabolism in S. mutans, which reduces acid production and thereby stabilizes the composition of the oral microbiota (49). Apart from the effect of sucrose, very few studies have addressed the effect of other dietary components on the oral microbiota. During our research on the effects of various dietary components on the oral microbiota of mice (34), we found that a high-starch diet favored an increase in the proportion of Enterococcus faecalis while a high-protein diet favored an increase in Lactobacillus murinus. Variations in the vitamin, lipid and mineral content of the diet had no direct effect on the oral microbiota of mice.

Oral hygiene and antimicrobial agents. Oral hygiene is one of the most important factors in the maintenance of oral homeostasis and oral health. The mechanical removal of plaque by tooth brushing and flossing can almost completely prevent caries and periodontal diseases (307, 460). The addition of antimicrobial agents to dentifrices, mouthwashes, and varnishes increases the effect of mechanical oral hygiene procedures. Antimicrobial agents may assist in protection by reducing bacteria adhesion to the tooth surface, by reducing the growth of microorganisms and plaque accumulation, by selectively inhibiting only those bacteria directly associated with oral diseases, or by inhibiting the expression of virulence determinants, such as acid production or protease activity (302). Fluoride is found in most toothpastes and mouth rinses and is well known for its anti-caries properties. The principal caries-preventive effect of fluoride is attributed to the formation of fluoroapatite and calcium fluoride, which lead to an increase in the resistance of enamel to demineralization (48). It can also inhibit bacterial growth by reducing the sugar transport, glycolytic activity, and acid tolerance of many gram-positive species (48, 301). Fluoride can help stabilize the composition of the microflora by reducing the rate of acid production and the fall in pH during frequent carbohydrate intake (43). Other agents that have been formulated for commercial toothpastes and/or mouth rinses include chlorhexidine, quaternary ammonium compounds, plant extracts, metal ions, and phenolic compounds (97, 304). These antimicrobial agents have been shown to reduce dental plaque formation, caries, and gingivitis (97, 302).

Drugs and diseases. Salivary gland hypofunction and xerostemia may result from the intake of xerogenic medication, irradiation treatments for head and neck cancer, and Sjøgren's syndrome. Patients with xerostomia have a decrease capacity to eliminate sugars and buffer the acids found in plaque. In addition to suffering from the reduction in saliva protection, patients with xerostomia generally consume soft, high-sucrose diets and suck sour candies to keep their mouths moist (299). Patients suffering from xerostemia have higher levels of mutans streptococci, lactobacilli, staphylococci, and Candida, while the levels of S. sanguis, Neisseria, Bacteroides, and Fusobacterium are reduced compared with those in a healthy individual. They are also more susceptible to dental caries and candidiasis (63, 273).

Antibiotics that are given orally or systemically for the treatment of different infections may enter the oral cavity via saliva and gingival crevicular fluid and lead to a inbalance in the oral microbiota (416, 417). Antibiotics may suppress some resident bacterial populations which can result in overgrowth of antibiotic-resistant bacteria, infections by opportunist pathogens such as Candida, and colonization by exogenous potential pathogens such as yeasts and members of the Enterobacteriaceae.

Other factors. Many other external factors may affect the oral microbiota; these include the wearing of dentures or partial dentures (305), smoking, oral contraceptives usage (539), malnutrition (474), host macroenvironment (150, 294, 295), and various exposures to exogenous bacterial species (150, 396).

SECRETORY IGA SYSTEM
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References

IgA Structure

SIgA is the principal immunoglobulin isotype found in saliva and all other secretions. It exists as a polymeric molecule composed of two (or more) IgA monomers (300,000 Da), a J (joining) chain (15,600 Da), and a secretory component (SC) (70,000 Da) (reviewed in references 54, 81, and 220) (Fig. 1). Each monomeric IgA is formed of four polypeptides, two alpha -heavy chains and two light chains (kappa or lambda) linked covalently by disulfide bonds. The J chain and SC are disulfide linked to the Fc region of the IgA molecule (220). The J chain is a polypeptide synthesized within plasma cells that is involved in initiating the polymerization of IgA. The SC is a heavily glycosylated protein produced by mucosal epithelial cells. The SC stabilizes the structure of polymeric IgA and protects the molecule from proteolytic attack in secretions (224). It is referred to as the polyimmunoglobulin receptor (PIgR) in its membrane-bound molecular form. It is present on basolateral epithelial cell membranes and acts as a receptor for transepithelial transport of polymeric IgA (and IgM) (81, 497).


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FIG. 1.   Schematic representation of SIgA. SIgA consists of at least two IgA monomers linked to a J chain and a secretory component (SC). The J chain and SC are disulfide linked to the Fc region of the IgA molecule. Each IgA monomers consist of two alpha -heavy chains and two light chains linked covalently by disulfide bonds. The wavy line represents the SC.

In humans, there are two IgA subclasses, IgA1 and IgA2, which occur in similar proportions in saliva and other secretions. The IgA1 and IgA2 heavy chains differ in only 22 amino acids, predominantly due to a deletion of 13 amino acids in the hinge region of IgA2; these amino acids are present in IgA1 (220, 498, 501). This structural difference renders IgA2 resistant to the action of a number of bacterial proteases that specifically cleave IgA1 in the hinge region (220). These IgA1 proteases are produced by several mucosal pathogens as well as by a large number of resident bacteria of the oral cavity and are thought to interfere with most of the protective properties of IgA antibodies (224). Salivary IgA antibodies against proteins and carbohydrates of bacteria occur predominantly in the IgA1 subclass, and the antibodies against lipoteichoic acid and lipopolysaccharide are more prevalent in the IgA2 subclass (64).